Bruce Upham


    Focus: Insurance Strategies, Investment Strategies

    Languages: English

    Bruce joined the Asset Strategies Group of Austin in February 2009. His focus is on investments and long term care. As a Financial Planner he can offer securities and investment advisory services including fee based planning through MML Investors Services, LLC. He also has access to insurance products offered through Massachusetts Mutual Life Insurance Company (MassMutual) and other fine companies.

    In his second decade as a Financial Advisor, Bruce has a long history of working with individuals, families, and business owners to help them define and reach their financial goals.

    In 2020, 2019, 2018, 2017, 2016, 2015, 2014, 2013, and 2012, Bruce was recognized as a Five Star Wealth Manager in Texas Monthly, representing less than 4% of Wealth Managers in Central Texas.* In 2019 he qualified for the Million Dollar Roundtable. In 2019, he was recognized by MassMutual at their Leaders Conference for his work in 2018.

    Bruce and his wife Tracie have enjoyed the Hill Country for years and in 2000 moved here with their three sons. They see the area as an ideal place to raise their family and eventually retire. Bruce is active in the community, now serving his eight term as Mayor of the Village of Bear Creek, a small city just outside of Austin. He is also involved with his church and local speech and debate organizations in Central Texas.

    FINRA Registrations (approved for TX, AR, CA, CT, MS, NM, NY, OK and TN)

    Education: 2001 — FINRA Series 66 & 7 Securities Registration; 1999 — Series 63 Securities Registration; 1998 — Series 6 Securities Registration; 1998 — General Insurance Graduation; 1979 — Texas A&M University, Bachelor of Business Administration.

     

     *The FIVE STAR Award is granted by Five Star Professional, an indepenedent 3rd party marketing firm. This award is not indiactive of future performance or success and sterns from nominations by industry professionals in a given area based upon objective criteria including favorable regulatory ad complaint history, reviews conducted by the firm, retentions rates and client assets administered.

     

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    Asset Strategies Group

    Satellite Office

    317 Grace Lane, Suite 250
    Austin, TX 78746

    CRN202204-263552