Chris Higgins earned a Bachelor of Science degree in Personal Financial Planning from Texas Tech University in 1991. Prior to coming to MassMutual Southwest in 2005, Chris served as the compliance officer for one of our peer companies for several years. Chris started his career in 1991 in the sales force and has held different operational and agency management roles throughout his career.
As the Agency Supervisory Officer, Chris partners with our financial professionals in implementing MassMutual Southwest’s compliance program and maintaining our reputation for conducting business in a highly ethical manner. Chris takes his direction from the Securities and Exchange Commission, the Financial Industry Regulatory Authority (FINRA), state securities and insurance regulators and our own internal compliance department. Chris holds numerous FINRA registrations including General Securities (S7), General Securities Principal (S24), and Municipal Securities Principal (S53).
As the Agency Director of Financial Planning, Chris works with our financial professionals in supervising the offering and implementation of our fee-based financial planning and investment consulting services. These services are offered by our professionals through our Corporate Registered Investment Adviser.
Chris Higgins is a Registered Principal of and offers securities, investment advisory and financial planning services through MML Investors Services, LLC, Member SIPC. Supervisory Office: 6010 82nd Street, Suite 100, Lubbock, TX 79424, 806-795-9393806-795-9393.
- Insurance Strategies
- Investment Strategies
Check the background of this investment professional on FINRA’s BrokerCheckSee J. Christopher’s Licenses and Disclosures