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  Licenses and Disclosures

  Insurance

  We have individuals licensed to sell insurance products in the following jurisdictions:
  Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

  Securities

  We have individuals registered to offer securities in the following jurisdictions:
  Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Michigan, Minnesota, Missouri, Montana, New Hampshire, New Jersey, New Mexico, Nevada, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Washington, Wisconsin, Wyoming

  We can neither communicate with nor respond to requests from prospective clients who reside in jurisdictions where we are not licensed to conduct insurance and/or securities business.

  California Insurance Licensing

  Richard Sullivan, domiciled in California, CA Insurance License #0510924
  Rick Alvarez, domiciled in California, CA Insurance License #0555012
  James Glass, domiciled in California, CA Insurance License #0627359
  George Lambrix, domiciled in California, CA Insurance License #0660490
  Dan Altamirano, domiciled in California, CA Insurance License #0733009
  John McFadden, domiciled in California, CA Insurance License #799670
  Greg Cohn, domiciled in California, CA Insurance License #0B82267
  Christina Liu, domiciled in California, CA Insurance License #0B93896
  Celia Sandel, domiciled in California, CA Insurance License #0C48969
  Rong Shen, domiciled in California, CA Insurance License #0E48526
  Samantha Sagers-Davenport, domiciled in California, CA Insurance License #0E57325
  Eric Gross, domiciled in California, CA Insurance License #0G48164
  Michael Garmon, domiciled in California, CA Insurance License #0I05429
  DJ Wu, domiciled in California, CA Insurance License #0I21244
  Jimmy Diehl, domiciled in California, CA Insurance License #0I44168
  Glenn Bittner, domiciled in California, CA Insurance License #OG18513
  Grace Liang, domiciled in California, CA Insurance License #0759744
  Carmen Goldsmith, domiciled in California, CA Insurance License #0D33962
  Marcus Leung, domiciled in California, CA Insurance License #0F89268
  Mayling Way, domiciled in California, CA Insurance License #0D88574
  Samuel Oceguera, domiciled in California, CA Insurance License #0F83579
  Neepa Shah, domiciled in California, CA Insurance License #0G85120
  Chris Raddie, domiciled in California, CA Insurance License #0K18871
  Frank Zhou, domiciled in California, CA Insurance License #0K31344
  Mark Swenson, domiciled in California, CA Insurance License #0K44659
  Scott Bradford, domiciled in California, CA Insurance License #0817656
  Douglas Van Order, domiciled in California, CA Insurance License #0B53657
  Michael Balstad, domiciled in California, CA Insurance License #0C60772
  Brandon Brooke, domiciled in California, CA Insurance License #0D19958
  Daniel Blum, domiciled in California, CA Insurance License #0G42879
  Teri Shaules, domiciled in California, CA Insurance License #0H17072
  Rob Chase, domiciled in California, CA Insurance License #0H48487
  Clark Snitko, domiciled in California, CA Insurance License #OI39163
  Sarah Tolson, domiciled in California, CA Insurance License #0F43069
  Ryan Thomas, domiciled in California, CA Insurance License #0F51449
  Richard Roman, domiciled in California, CA Insurance License #0399218
  Rick Roman, domiciled in California, CA Insurance License #0C03497

  
  

  Check the background of this firm on FINRA's BrokerCheck.

  Offices operating under an alternative marketing name may offer products, services, or guidance outside of their relationship with MassMutual, MML Investors Services, or their affiliated companies. Any such offices are not subsidiaries or affiliates of MassMutual or its affiliated companies.

  Securities, investment advisory and financial planning services offered through qualified registered representatives of MML Investors Services, LLC., Member SIPC. Supervisory Office: 6701 Koll Center Parkway, Ste 140 Pleasanton, CA 94566, Phone: 925-979-2300.

  MassMutual is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Agency officers are not officers of MassMutual.

  Financial services representatives are independent contractors and are not employees of MassMutual, its subsidiaries, or of general agents with whom they contract.