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  Licenses and Disclosures

  Insurance

  We have individuals licensed to sell insurance products in the following jurisdictions:
  Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

  Securities

  We have individuals registered to offer securities in the following jurisdictions:
  Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Iowa, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

  We can neither communicate with nor respond to requests from prospective clients who reside in jurisdictions where we are not licensed to conduct insurance and/or securities business.

  California Insurance Licensing

  King Au NY, domiciled in NY, California Insurance Lic. #0E66612
  Kit Ling Chow, domiciled in NY, California Insurance Lic. #0L51945
  David Gao, domiciled in NY, California Insurance Lic. #0E73130
  Xiao Huang, domiciled in NY, California Insurance Lic. #0E02362
  Ying Hong Huang, domiciled in NY, California Insurance Lic. #0L44990
  Lucy Lau, domiciled in NY, California Insurance Lic. # 0F67746
  Cheng Liu, domiciled in NY, California Insurance Lic. #0F50564
  Jiang Lu, domiciled in NY, California Insurance Lic. #0G11633
  Tina Shao, domiciled in NY, California Insurance Lic. # 0L85597
  Dandan Wu, domiciled in NY, California Insurance Lic. #0L73791
  Siu Wu, domiciled in NY, California Insurance Lic. #0I30220
  Zhi Ying Wu, domiciled in NY, California Insurance Lic. #0L65301
  Gordon Zhang, domiciled in NY, California Insurance Lic. #0E59366
  Feng Zheng, domiciled in NY, California Insurance Lic. #0F47707

  Arkansas Insurance Licensing

  Lucy Lau, domiciled in NY, Arkansas Insurance Lic. #7884707
  Cheng Liu, domiciled in NY, Arkansas Insurance Lic. #2433192
  Jiang Lu, domiciled in NY, Arkansas Insurance Lic. #8342484
  Tina Shao, domiciled in NY, Arkansas Insurance Lic. #3947774
  Cindy Shi, domiciled in NY, Arkansas Insurance Lic. #8904141
  Dandan Wu, domiciled in NY, Arkansas Insurance Lic. #16862724

   

  
  

  Check the background of this firm on FINRA's BrokerCheck.

  Offices operating under an alternative marketing name may offer products, services, or guidance outside of their relationship with MassMutual, MML Investors Services, or their affiliated companies. Any such offices are not subsidiaries or affiliates of MassMutual or its affiliated companies.

  Securities, investment advisory and financial planning services offered through qualified registered representatives of MML Investors Services, LLC, Member SIPC. Supervisory Office: 330 Whitney Avenue, Suite 600, Holyoke, MA 01040; Phone: 413-539-2000. Additional Supervisory Office: 2 Mott Street, 9th Floor, New York, NY 10013; Phone: 212-515-4700.

  MassMutual is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Agency officers are not officers of MassMutual.

  Financial services representatives are independent contractors and are not employees of MassMutual, its subsidiaries, or of general agents with whom they contract.