I am the Manager of the Fee Based Planning and Design Department and the Agency Investment Specialist of MassMutual Eastern Pennsylvania.
A graduate of Pace University with BBA in Finance, William Travis earned the right to use the Chartered Financial Analyst (CFA) designation in 2004 and completed the Chartered Market Technicians (CMT) program in 2003. Member of NACVA and the FINRA’s arbitration roster.
Before joining MassMutual Eastern Pennsylvania, William worked in the financial services industry for over fifteen years, most recently as a NASDAQ Equity Trader and Market Maker in the OTC Market, assisting institutional investors, Hedge Funds, and high net worth individuals to invest in Special Purpose Acquisition Companies (SPACs), as well as Large, Mid, Small and Microcap companies. William has worked on some of Wall Street’s leading Equity Trading Desks including Goldman Sachs and Royal Bank of Canada.
William has investment, trading and portfolio construction expertise in equities, warrants, interest rate futures, bonds, options, spot and forex products. Experienced in Valuation of public and closely held businesses. He is one of the agency’s Investment Specialists assisting advisors and clients on investments and portfolio construction.
I am a registered representative of and offer securities and investment advisory services and approved to conduct fee-based financial planning through MML Investors Services, LLC., Member SIPC (www.sipc.org). Supervisory address: 3701 Corporate Parkway, Suite 320, Center Valley, PA 18034 610-798-2500. Local firms are sales offices of Massachusetts Mutual Life Insurance Company (MassMutual), and are not subsidiaries of MassMutual or its affiliated companies.
William is licensed for Life, Accident, and Health Insurance and has earned his FINRA Series 7 General Securities Representative Registration, FINRA Series 55 and FINRA 63 Registrations.
I am licensed to sell insurance in: PA, NJ and NY and securities in: PA, NJ, NY
- Insurance Strategies
- Investment Strategies
Check the background of this investment professional on FINRA’s BrokerCheckSee William’s Licenses and Disclosures